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News Headlines
Friday, December 9, 2022 - Santander fined for repeated anti-money laundering failures
Thursday, December 8, 2022 - Judge's report hammers three ex-Wells Fargo executives
Thursday, December 8, 2022 - FCA fines three broker firms £4,775,200 for failures relating to the detection of market abuse
Wednesday, December 7, 2022 - Dutch Rabobank in money laundering, terror finance probe
Tuesday, December 6, 2022 - FCA publishes decision notices against three bond traders for market manipulation
Tuesday, December 6, 2022 - Deutsche bank, Rabobank hit with EU antitrust charge over bond cartel
Tuesday, December 6, 2022 - Rackspace confirms outage was caused by ransomware attack
Tuesday, December 6, 2022 - Russian state-owned bank VTB hit by massive distributed-denial-of-service attack
Monday, December 5, 2022 - FSS urges Shinhan Bank to bolster anti-money laundering system
Monday, December 5, 2022 - HSBC fined €82,000 by FIAU for anti-money laundering breaches
Monday, December 5, 2022 - Finra panel orders Morgan Stanley to pay $11.7m to client over covered call strategy
Monday, December 5, 2022 - Citadel Securities is accused of illicit trading tactics
Saturday, December 3, 2022 - AT&T to pay $6 million to SEC over private calls to analysts
Friday, December 2, 2022 - ASIC issues infringement notices against investment manager for greenwashing
Thursday, December 1, 2022 - Medibank hackers dump stolen data on the dark web
Thursday, December 1, 2022 - Lawsuit alleges Stifel 'pocketed enormous fees' from housing bonds
Thursday, December 1, 2022 - RBC fires equity syndicate head for communications breach
Thursday, December 1, 2022 - Barclays fined £8.4 million over lack of card fees transparency
Thursday, December 1, 2022 - Taiwan's Cathay United Bank given stern warning after another service outage
Cathay United Bank / 國泰世華銀行Source - https://www.taiwannews.com.tw/en/news/4737706Executives of the Cathay United Bank have been summoned by the Financial Supervisory Commission (FSC) after yet another system service interruption on Thursday (Dec. 1).
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Wednesday, November 30, 2022 - FCA fines Julius Baer International Limited £18m and publishes decision notices for three individuals
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